UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee/Director Stock Option (Right to Buy) | 07/25/2012(2) | 07/25/2018 | Common Stock | 46,322 | $ 6.02 | D | |
Employee/Director Stock Option (Right to Buy) | 05/01/2013(2) | 05/01/2019 | Common Stock | 38,706 | $ 6.77 | D | |
Employee/Director Stock Option (Right to Buy) | 05/01/2014(3) | 05/01/2020 | Common Stock | 24,942 | $ 7.06 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Remiker Richard HUNTINGTON CENTER 41 S. HIGH STREET COLUMBUS, OH 43287 |
Sr. EVP of Principal Sub |
Elizabeth B. Moore | 12/22/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These are awards of restrcited stock units (RSUs) that will convert to shares upon vesting. 10,797 RSUs granted on July 25, 2011 and 10,339 RSUs granted on May 1, 2012 will vest in full on the third anniversary of the grant date. 9,631 RSUs granted on May 1, 2013, will vest 50% on the third anniversary of the grant date and 50% on the fourth anniversary of the grant date. |
(2) | Options become exercisable in 3 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary of the grant date, when a portion of the options first become exercisable. |
(3) | The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. |
Remarks: remiker.txt |