|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee/Director Stock Option (Right to Buy) | $ 8.57 | 05/01/2020 | A | 253,378 | 05/01/2021(4) | 05/01/2030 | Common Stock | 253,378 | $ 0 | 253,378 | D | ||||
Employee/Director Stock Option (Right to Buy) | $ 13.09 | 05/01/2018 | 05/01/2027 | Common Stock | 40,035 | 40,035 | D | ||||||||
Employee/Director Stock Option (Right to Buy) | $ 13.77 | 05/01/2020 | 05/01/2029 | Common Stock | 164,921 | 164,921 | D | ||||||||
Employee/Director Stock Option (Right to Buy) | $ 14.81 | 05/01/2019 | 05/01/2028 | Common Stock | 116,279 | 116,279 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Harmening Andrew J HUNTINGTON CENTER 41 S. HIGH STREET COLUMBUS, OH 43287 |
Sr. EVP of Principal Sub. |
Elizabeth B. Moore | 05/05/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. |
(2) | Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. |
(3) | Total includes exempt acquisitions of shares in plan through March 31, 2020. |
(4) | The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. |